Financial Services Regulations
Holland & Knight's Financial Services Regulatory Team provides compliance and regulatory advice regarding state and federal financial services issues to banks, international agencies and branches of foreign banks, broker-dealers, registered investment advisors, mortgage banks, loan servicers, investment banks, debt collectors, retailers, auto finance companies, credit card issuers, "FinTech" industry members and money transmitters.
Our Financial Services Regulatory Team also advises regulated financial institutions on federal and state regulatory issues involving prudential safety and soundness concerns, including strategic transactions, capital maintenance, affiliate transactions, permissible activities and related governance matters.
Our attorneys have extensive experience with and a deep understanding of the Truth in Lending Act, Real Estate Settlement Procedures Act, Consumer Leasing Act, Fair Housing Act, Military Lending Act, Equal Credit Opportunity Act, Fair Credit Reporting Act, Home Mortgage Disclosure Act, Bank Secrecy Act, Fair Debt Collection Practices Act, Consumer Financial Protection Act, the complex rules and regulations of the Office of Foreign Assets Control (OFAC), the Bank Holding Company Act, the Home Owners Loan Act, the Community Reinvestment Act, and other federal and state laws and regulations that govern consumer credit and bank deposits.
Our team represents financial services clients in government enforcement actions and hearings, civil and criminal court matters and internal investigations.
Broker-Dealer Regulation and Compliance
Consumer Protection Defense and Compliance
Cybersecurity, Data Breach and Privacy
Financial Services Litigation
International Financial Regulations
Private Investment Funds
Regulatory and Federal Litigation
Retail & Consumer Products
White Collar Defense and Investigations
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